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21-700. Elections and political activity.
A. Incumbent judges.
(1) A judge may engage in political
activity on behalf of the legal system, the administration
of justice, measures to improve the law and as expressly
authorized
by law or by this Code.
(2) A judge may, unless and except as prohibited by law:
(a)
purchase tickets for and attend political gatherings;
(b)
identify the political party of the judge, except as prohibited
by Subparagraph (6) of Paragraph B of this rule;
and
(c) contribute to a political organization.
(3) A judge
shall not:
(a) act as a leader or hold an office in a political
organization;
(b) publicly endorse or publicly oppose a candidate
for public office through
the news media or in campaign literature;
(c) make speeches on behalf of a
political organization; or
(d) solicit funds for a political
organization or candidate.
B. Candidates for election to judicial
office. Candidates for election to judicial office in partisan,
non-partisan
and retention elections, including judges, lawyers
and non-lawyers, are permitted to participate in the electoral process, subject
to the requirements that all candidates:
(1) shall maintain the dignity appropriate
to judicial office, act in a manner consistent with the impartiality,
integrity and independence of the judiciary
and shall encourage members of the candidate's family to adhere to the same standards
of political conduct in support of the candidate;
(2) shall prohibit public officials
and employees subject to the candidate's direction or control
from doing for the judge what the candidate is prohibited
from doing under these rules;
(3) shall not allow any other person to do for the
candidate what the candidate is prohibited from doing under
these rules, except activities permitted to a
campaign committee;
(4) shall not:
(a) with respect to cases, controversies
or issues that are likely to come before the court, make
pledges, promises
or commitments that are inconsistent with the
impartial performance of the adjudicative duties of the office; or
(b) misrepresent
the candidate's or the candidate's opponent's identity, qualifications,
present position or other material fact;
(5) may speak at public meetings, subject
to these rules;
(6) may use advertising that does not contain
any misleading contents, provided that the advertising is
within the bounds
of proper judicial decorum and does
not, in nonpartisan elections, contain any reference to the candidate's affiliation
with a political party; and
(7) may respond to personal attacks or attacks on
the candidate's record as long as the response does not violate
Paragraph B(4) of this rule.
C. Elections for non-judicial
offices. No judge of any court in the State of New Mexico
may while in office be nominated
or elected to a public non-judicial
office. A judge must, when filing a statement of candidacy for a non-judicial
office, resign the judge's office immediately.
D. Candidates seeking appointment
to judicial office.
(1) A candidate for appointment to judicial
office shall not solicit or accept funds, personally or through
a committee
or otherwise, to support the candidacy.
(2) A candidate for
appointment to judicial office shall not engage in political
activity to secure the appointment
except that such candidate may:
(a) communicate with the appointing
authority, including any nominating commission
designated to screen candidates;
(b) seek support or endorsement for the appointment
from organizations and from individuals to the extent requested,
required or permitted by the appointing
authority and the nominating commission; and
(c) provide to the appointing authority
and the nominating commission information as to the candidate's
qualifications for office.
E. Judges seeking appointment
to public, non-judicial office.
(1) A judge seeking appointment
to a public, non-judicial office shall not:
(a) solicit or
accept funds, personally or through a committee, or otherwise,
to support the candidacy;
(b) engage in any political activity to secure the
appointment except:
(i) communicating with the appointing
authority;
(ii) seeking the support or endorsement for the
appointment from organizations and from individuals to the
extent requested,
required or permitted by the appointing
authority; and
(iii) providing to the appointing authority information
concerning the candidate's
qualifications for the office.
(2) A judge seeking appointment to a public non-judicial
office, during the time the appointment is sought, shall
be disqualified from presiding or participating
as a judge in any legal proceeding involving or materially affecting the interests
of:
(a) the appointing authority; or
(b) an organization or
individual that has been contacted by the candidate to make,
or is known by the candidate
to be making, a recommendation to the appointing
authority concerning the appointment.
F. Definition. As used in this rule "political
organization" means
a political party or other group, the principal purpose of which is to further
the election or appointment of candidates to political office.
[As amended,
effective June 1, 1990; July 1, 1990; February 16, 1995; August 31, 2004.]
Commentary
With respect to a judge's activity on behalf of measures
to improve the law, the legal system and the administration
of justice, see Subparagraphs (1) through (3) of Paragraph
C of Rule 21-500 NMRA. The Code does not prohibit a judge
in the exercise of administrative functions from engaging
in planning and other official activities with members of
the executive and legislative branches of government.
A judge
or candidate for judicial office retains the right to participate
in the political process as a voter.
Where false information
concerning a judicial candidate is made public, a judge or
another judicial candidate having
knowledge of the facts is not prohibited
from making the facts public.
A candidate for elective judicial office is not
prohibited from retaining during candidacy a public office
such as county prosecutor, which is not an office
in a "political organization".
A judge or judicial candidate is not
prohibited from privately expressing the judge's or judicial candidate's
views on judicial candidates or other candidates
for public office.
A candidate for judicial office does not publicly endorse
another candidate for public office by having that candidate's
name on the same ticket, or
by participating in joint fund-raising with other judicial candidates, or
by running
for election as part of a slate of judicial candidates.
Although a judicial
candidate must encourage members of the judicial candidate's
family to adhere to the same standards of political conduct in support of
the candidate that apply to the candidate, family members are free to participate
in other political activity.
The Code prohibits a candidate for judicial office
from making statements that commit the candidate regarding
cases, controversies or issues likely
to come
before the court. As a corollary, a candidate should emphasize in any public
statement the candidate's duty to uphold the law regardless of the candidate's
personal views. The Code does not prohibit an incumbent judge from making
private statements to other judges or court personnel in the performance
of judicial
duties. Paragraph B(4) of this rule applies to any statement made in the
process of securing judicial office, such as statements to commissions charged
with
judicial selection and tenure and legislative bodies confirming appointment.
This
rule does not prohibit a candidate from initiating an evaluation
by a judicial selection commission or bar association, or,
subject to the requirements
of the Code of Judicial Conduct, from responding to a request for information
from any organization.
[As revised, effective August 31, 2004.]
Additional Compiler's Annotations
The 2004 amendments, effective August 31, 2004 made general
neutral revisions; added to Subparagraph (2) of Paragraph
B to require judicial candidates to "act
in a manner consistent with the impartiality, integrity and independence of
the judiciary; amended Subparagraph (4)(a) of Paragraph B to prohibit judicial
candidates from making pledges or commitments with respect to cases, controversies
or issues that are likely to come before the court that are inconsistent with
the impartial performance of the adjudicative duties; deleted former Subparagraphs
(4)(b) and (4)(c) of Paragraph B; redesignated former Subparagraph (4)(d) of
Paragraph B as Subparagraph (4)(b) and amended Subparagraph (4)(b) to prohibit
a candidate from misrepresenting the candidate's opponent's position or other
material fact.
The ABA model rule provides that a candidate may not "knowingly" misrepresent
the candidate's identity, qualifications, present position or other material
fact.
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