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21-200. A judge shall avoid impropriety
and the appearance of impropriety in all the judge's activities.
A. Respect for the
law. A judge shall respect
and comply with the law and shall act at all times in a manner
that promotes public confidence in the integrity
and impartiality of the judiciary.
B. Impartiality. A judge shall not allow family,
social, political or other relationships to influence the
judge's judicial conduct or judgment. A judge shall not
lend the prestige of judicial office to advance the private
interest of the judge
or others; nor should a judge convey or permit others subject to the judge's
direction and control to convey the impression that they are in a special position
to influence the judge. A judge shall not testify voluntarily as a character
witness.
C. Membership in organizations. A judge shall
not hold membership in any organization that practices invidious
discrimination
on the basis of race, sex, religion
or national origin.
[As amended, effective February 16, 1995.]
Commentary
Paragraph A
The commentary to Rule 21 100 NMRA also applies
to Paragraph A.
Public confidence in the judiciary is eroded by irresponsible or improper conduct
by judges. A judge must avoid all impropriety and appearance of impropriety.
A judge must expect to be the subject of constant public scrutiny. A judge
must therefore accept restrictions on the judge's conduct that might be viewed
as burdensome by the ordinary citizen and should do so freely and willingly.
Examples are the restrictions on judicial speech imposed by Subparagraphs (10)
and (11) of
Paragraph B of Rules 21-300 NMRA that are indispensable
to the maintenance of the integrity, impartiality and independence
of the judiciary.
The prohibition against behaving with impropriety
or the appearance of impropriety applies to both the professional
and personal conduct of a judge. Because
it is not practicable to list all prohibited acts, the proscription is
necessarily cast in general terms that extend to conduct
by judges that is harmful although
not specifically mentioned in the Code. Actual improprieties under this
standard include violations of law, court rules or other
specific provisions of this
Code. The test for appearance of impropriety is whether the conduct would
create
in reasonable minds a perception that the judge's ability to carry out
judicial responsibilities with integrity, impartiality and
competence is impaired. See
also Commentary to Paragraph C of this rule.
Paragraph B
Maintaining the prestige of judicial office is essential
to a system of government in which the judiciary functions
independently of the executive
and legislative
branches. Respect for the judicial office facilitates the orderly conduct
of legitimate judicial functions. Judges should distinguish between proper
and
improper use of the prestige of office in all of their activities. For
example, it would be improper for a judge to allude to his or her judgeship
to gain
a personal advantage such as deferential treatment when stopped by a police
officer for a traffic offense. Similarly, judicial letterhead must not
be used for conducting a judge's personal business.
A judge must avoid lending
the prestige of judicial office for the advancement of
the private interests of others. For example, a judge must
not use the
judge's judicial position to gain advantage in a civil suit involving a
member of the
judge's family. In contracts for publication of a judge's writings, a judge
should retain control over the advertising to avoid exploitation of the
judge's office. (As to the acceptance of awards, see Paragraph D(5)(a)
of Rule 21
500 and Commentary.)
Although a judge should be sensitive to possible abuse
of the prestige of office, a judge may, based on the judge's
personal knowledge, serve
as a
reference
or provide a letter of recommendation.
Judges may participate in the process
of judicial selection as provided by law and by cooperating
with appointing authorities and screening committees
seeking names for consideration, and by responding to official inquiries
concerning a person being considered for judgeship. (See also Rule 21-700
regarding use
of a judge's name in political activities.)
A judge must not testify voluntarily
as a character witness because to do so might lend the prestige
of the judicial office in support of the
party
for
whom the judge testifies, and such testimony may be misunderstood to be
an official testimonial. Moreover, when a judge testifies as a witness,
a lawyer
who regularly appears before the judge may be placed in the awkward position
of cross examining the judge. A judge may, however, testify when properly
summoned. Except in unusual circumstances where the demands of justice
require, a judge
should discourage a party from requiring the judge to testify as a character
witness.
Paragraph C
Membership of a judge in an organization that practices invidious
discrimination gives rise to perceptions that the judge's
impartiality is impaired. Paragraph
C of this rule refers to the current practices of the organization. Whether
an organization practices invidious discrimination is often a complex question
to which judges should be sensitive. The answer cannot be determined from
a mere examination of an organization's current membership rolls, but rather
depends on how the organization selects members and other relevant factors,
such as that the organization is dedicated to the preservation of religious,
ethnic or cultural values of legitimate common interest to its members,
or that it is in fact and effect an intimate, purely private organization
whose
membership limitations could not be constitutionally prohibited. Absent
such factors, an organization is generally said to discriminate invidiously
if
it
arbitrarily excludes from membership on the basis of race, religion, sex
or national origin persons who would otherwise be admitted to membership.
See
New York State Club Ass'n Inc.
v. City of New York, 487 U.S. 1, 108 S.
Ct. 2225, 101 L. Ed. 2d 1 (1988); Bd. of Directors
of Rotary Int'l v. Rotary Club, 481 U.S. 537, 107 S. Ct. 1940, 95 L. Ed. 2d 474 (1987); Roberts
v. United States
Jaycees, 468 U.S. 609, 104 S. Ct. 3244, 82 L. Ed. 2d 462 (1984).
It would
be a violation of this rule for a judge to arrange a meeting
at a club that the judge knows practices invidious discrimination
on the basis
of
race, sex, religion or national origin in its membership or other policies,
or for the judge to regularly use such a club. Moreover, public manifestation
by a judge of the judge's knowing approval of invidious discrimination
on any basis gives the appearance of impropriety under this rule and diminishes
public
confidence in the integrity and impartiality of the judiciary, in violation
of Paragraph A of this rule.
When a judge learns that an organization to
which the judge belongs engages in invidious discrimination
that would preclude membership under Paragraph
C or Paragraph A of this rule, the judge is permitted, in lieu of resigning,
to make immediate efforts to have the organization discontinue its invidiously
discriminatory practices, but is required to suspend participation in
any other activities of the organization. If the organization
fails to discontinue
its
invidiously discriminatory practices as promptly as possible (and in
all events within a year of the judge's first learning of
the practices), the
judge is
required to resign immediately from the organization. [Revised, effective
August 31, 2004.]
Effect of amendment notes:
The 2004 amendment added a new sentence to the second paragraph
of Paragraph A of the commentary as follows: "Examples are the restrictions on judicial
speech imposed by Subparagraphs (10) and (11) of Paragraph B of Rules 21-300
NMRA that are indispensable to the maintenance of the integrity, impartiality
and independence of the judiciary".
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