Expert witness testimony is governed by the
New Mexico Rules of Evidence, Article 7 (Opinions and Expert
Testimony). In particular, Rule 11-702 states:
If scientific, technical or other specialized
knowledge will assist the trier of fact to understand the
evidence or to determine a fact in issue, a witness qualified
as an expert by knowledge, skill, experience, training or
education may testify thereto in the form of an opinion or
otherwise.
The New Mexico Supreme Court ruled in State
v. Alberico, 116 N.M.156 (1993), that the admission of expert
testimony is no longer governed by the so-called “Frye
Test,” which had allowed scientific evidence only if
it had acquired “general acceptance” in the scientific
community. Instead, the court held that the testimony of an
expert is admissible under Rule 702 of the New Mexico Rules
of Evidence if the following three elements are satisfied:
- The expert is qualified.
- The expert testimony will assist the trier of fact.
- The expert testifies only to scientific, technical or other
specialized knowledge.
The witness must be
qualified as an expert.
Ordinarily the party calling an expert witness will begin by asking about the
witness’s qualifications. This might include the witness’s educational
background, such as degrees, advanced study and research. It might include
teaching and publications. The expert might also testify about any honors or
awards he or she has received. Experts often describe their experience in their
profession as well as any previous expert testimony they may have given in
other cases.
At this point, many lawyers tender the witness
as an expert, saying something like:
“Your Honor, I offer Dr. _____ as an
expert witness.”
If there is any objection at this point, the
court will determine whether the witness has sufficient qualifications
to testify as an expert. Sometimes the opponent will request
leave to conduct a voir dire examination of the witness in
an attempt to undermine his or her qualifications.
Ultimately, it is for the court to decide whether
the witness will be permitted to testify.
2. The expert testimony
must be helpful to the trier of fact, i.e. the judge or jury.
Most experts are called to the stand because they are able to offer insights
and explanations of the significance of the evidence that lay jurors would
be unable to make on their own. The proponent of the witness can’t simply
dress up in scientific terms what the fact finder could determine through common
sense.
The trial judge has discretion to permit the
expert witness to testify if the judge determines that the
testimony would be helpful.
3. The testimony must
relate to a scientific, technical or other specialized subject.
This requirement may be difficult to assess: just what, exactly, is science?
What is Science?
Shortly after the New Mexico Supreme Court decided Alberico, the United States
Supreme Court took a similar position in Daubert v. Merrell Dow Pharmaceuticals,
Inc., 509 U.S. 579 (1993). In Daubert, the Supreme Court abandoned the old “general
acceptance” rule and ruled that the Federal Rules of Evidence were
designed to liberalize the admission of scientific evidence. The court stated
that a trial judge faced with a proffer of expert testimony must make “a
preliminary assessment of whether the reasoning or methodology underlying
the testimony is scientifically valid and of whether that reasoning or methodology
properly can be applied to the facts in issue.” 590 U.S. at 592-593.
Although Daubert interpreted Rule 702 of the
Federal Rules of Evidence, New Mexico’s Rule 702 is identical.
Thus, Daubert’s discussion of how to determine whether
an expert’s testimony is “ground[ed] in the methods
and procedures of science” can be helpful to New Mexico
courts.
Daubert says that “[scientific knowledge]
represents a process for proposing and refining theoretical
explanations about the world that are subject to further testing
and refinement.” 509 U.S. at 590. Although the Supreme
Court declined to establish a rigid test or procedure for determining
whether an expert’s testimony is “grounded in science,” it
discussed four basic considerations that should be met:
- Has the scientific knowledge been tested?
- Has the theory or technique been subjected to peer review
and publication?
- Is there any known or potential rate of error?
- Has the scientific knowledge gained general acceptance
in the relevant scientific community?
None of these suggested criteria is an absolute
requirement to a ruling that an expert may testify, but the
party offering the evidence would be well-advised to lay a
foundation that at least approximates these standards.
The Daubert court emphasized that the court’s
assessment under Rule 702 is flexible. “Its overarching
subject is the scientific validity -- and thus the evidentiary
relevance and reliability -- of the principles that underlie
a proposed submission. The focus, of course, must be solely
on principles and methodology, not on the conclusions that
they generate.” 590 U.S. at 594-595. |