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1.1 Introduction
Domestic violence can affect proceedings in all of New Mexico's
courts. It arises in various criminal contexts, ranging
in seriousness from misdemeanor property offenses to murder.
It can also be an important factor in civil proceedings,
most notably in the area of domestic relations. In whatever
context it occurs, domestic violence presents the court
with unique concerns, the foremost of which is the safety
of the litigants and court personnel. These heightened safety
concerns arise from the intimate relationship between the
perpetrator and the victim of domestic violence. This relationship
increases the potential for danger in the following ways:
- A domestic violence perpetrator typically has unlimited
access to the victim. The perpetrator and victim may live
together, or have regular contact for purposes of exercising
parental rights. If the perpetrator and victim are not
living together, the perpetrator typically knows the victim's
daily routine, or has ready access to information about
the victim's whereabouts.
- Domestic violence perpetrators exercise a pattern of
physical, social, psychological, and/or economic control
over their intimate partners. Many abusers who perceive
a loss of control over their partners will resort to physical
violence to regain it. Accordingly, a court's intervention
in abusive behavior may increase the risk of violence
for everyone concerned with the case.
- Domestic violence typically occurs in the privacy of
the home, where its only witnesses are under the control
of the abuser. These circumstances often impede the court's
fact finding process, as well as a victim's ability to
participate in it. They may also cause a victim to behave
in ways that appear "crazy" to outside observers
who do not have the information to discern the "craziness"
as a normal response to abuse.
To respond to these concerns, this chapter briefly summarizes
some of the research findings on the dynamics of domestic
violence, in the assumption that an understanding of this
subject will help the court to promote the safety of the
parties and court personnel. In using this chapter, however,
the reader is cautioned that domestic violence research
is a relatively new field of study - psychologists and sociologists
have only turned their attention to it within the last 25
to 30 years. Because this field is so new, the following
caveats apply:
- Domestic violence perpetrators can be men or women involved
in heterosexual or same-sex intimate relationships, and
New Mexico's laws against domestic violence make no distinction
based on the parties' gender or sexual orientation. Nonetheless,
the discussion in this chapter will assume a heterosexual
relationship with a male abuser unless otherwise indicated.
The discussion uses this assumption because most domestic
violence research has been done in this context. Violence
in same-sex relationships and in heterosexual relationships
with female abusers has not been much studied to date,
and is not well understood. According to the National
Crime Victimization Survey (1992-1996), about 85% of victims
of intimate violence are women. Although less likely than
men to experience violent crime overall, women are 5 to
8 times more likely than men to be victimized by an intimate.
Greenfeld, et al, Violence by Intimates, p. 1,
4 (Bureau of Justice Statistics, 1998).
- While much research regarding heterosexual relationships
with male abusers has been published, many questions
remain about this type of domestic violence, and studies
of it are ongoing. Far less is known about same-sex domestic
violence, though some research is beginning to emerge.
See, e.g. Lemon, Domestic Violence Law 190-231 (2001)
(discussing gay and lesbian battering). Accordingly,
the reader should be alert for new information that is
likely to appear after the publication date of this Benchbook.
1.2 Defining Domestic
Violence
A discussion of all forms of intra-family violence is beyond
the scope of this Benchbook. For purposes of this Benchbook,
the terms "domestic abuse" or "domestic violence"
will be used interchangeably to refer to the following behaviors
and parties:
- In the context of this Benchbook, "domestic violence"
or "domestic abuse" is more than an isolated
instance of physical abuse within an intimate relationship
- it is a pattern of physical, sexual, emotional, and/or
financial abuse, perpetrated with the intent and result
of establishing and maintaining control over an intimate
partner. Ganley, Domestic Violence: The What, Why and
Who, as Relevant to Civil Court Cases, Appendix C,
p. 2-6, in Lemon, Domestic Violence and Children (Family
Violence Prevention Fund, 1995). The abuser's pattern
of behavior may include both criminal and non-criminal
acts. Criminal behaviors may include: hitting, choking,
kicking, assaulting with a weapon, shoving, scratching,
biting, raping, kidnapping, threatening violence, stalking,
destroying property, and attacking pets. Non-criminal
behaviors may include: making degrading comments, interrogating
children or other family members, threatening or attempting
to commit suicide, controlling access to money, and monitoring
the victim's time and activities. The abuse may be directed
at persons other than the victim (e.g., children) for
the purpose of controlling the victim.
- The parties to abuse who are the focus of this Benchbook
are the adult intimates who form the nucleus of a past,
present, or incipient family relationship in its broadest
sense. These adults can include past or present spouses,
cohabitants, sexual intimates, and dating acquaintances.
A discussion of juvenile parties to abuse outside of dating
relationships is beyond the scope of this Benchbook. Elder
abuse occurring outside the family relationship context
is also beyond the scope of this Benchbook.
1.3 Patterns of
Violence
Some studies indicate that domestic violence tends to escalate
in frequency and seriousness over time, particularly where
there is no effective intervention from the criminal justice
system or other social institutions. Walker, The Battered
Woman Syndrome, p. 26 (Springer, 1984); Civil Protection
Orders: The Benefits and Limitations for Victims of Domestic
Violence, p. 32 (Nat'l Center for State Courts, 1997).
This dynamic makes it important to treat domestic violence
incidents as a serious threat to the victim from their
earliest manifestations - many domestic violence homicides
may be prevented with early intervention against abusive
behavior.
Researchers have also reported that in some relationships,
domestic abuse follows a predictable course, of which the
victim may be aware. Although all violent relationships
do not exhibit predictable patterns, some victims may have
experienced the abusive pattern so often that they can anticipate
when a violent incident is about to occur. Where the parties'
relationship exhibits a pattern of violence, the court's
understanding of the pattern can provide insight into the
parties' behavior and inform efforts to promote safety.
The "cycle of violence" is one common abusive
pattern noted in the research. It consists of three stages:
- During the first stage of the cycle, tension builds
gradually between the parties. The abuser expresses dissatisfaction
and hostility, but not in an extreme or explosive form.
The victim tries to placate the abuser. The victim may
succeed for a time, which reinforces an unrealistic belief
that it is possible to control the abuser.
- When the tension becomes unbearable, the abuser proceeds
to the second stage - the acute battering incident.
This incident becomes inevitable without intervention.
- After the release of tension in the abusive incident,
a third loving contrition stage follows. In this
stage, the abuser may express remorse, behave affectionately
toward the victim, and promise that the abuse will end.
The abuser may sincerely believe that violence will never
occur again. Both parties may deny or minimize the abuse,
or the victim may accept the abuser's blame for provoking
the abuse.
Walker, The Battered Woman Syndrome, p. 95-97 (Springer,
1984).
Researchers studying abuse in same-sex relationships have
noted cyclical patterns of violence similar to the "cycle
of violence" described above. One study of domestic
abuse in lesbian relationships has also reported that like
heterosexual violence, lesbian violence tends to escalate
over time. Coleman, Lesbian Battering, in Domestic
Partner Abuse, p. 79-80 (Hamberger & Renzetti ed., Springer,
1996).
Another dynamic noted by researchers working with victims
in abusive relationships is the "Stockholm Syndrome."
This dynamic was first noticed in 1973 after hostages in
a bank holdup in Stockholm, Sweden, bonded with the captors
who had held them for six days. Based on studies of this
group and other hostage groups (including battered women),
researchers have posited that bonding to an abuser or captor
may be an instinctive survival function for individuals
who:
- Perceive a threat to survival and believe that their
captor is willing to carry out the threat;
- Perceive a small kindness from the captor within the
context of the terrifying experience;
- Are isolated from the perspectives of persons other
than their captors; and,
- Believe they cannot escape.
The effect of these conditions on the captive individual
has been described as follows:
"As a result of being traumatized, the victim needs
nurturance and protection. Being isolated from others,
the victim must turn to her abuser for the needed nurturance
and protection if she turns to anyone. If the abuser shows
the victim some small kindness, this creates hope in the
victim, who then denies her rage at the terror-creating
side of the abuser - because this rage would be experienced
as overwhelming - and bonds to the positive side of the
abuser. With the hope that the abuser will let her live,
the victim works to keep the abuser happy, becoming hypersensitive
to his moods and needs. To determine what will keep the
abuser happy, the victim tries to think and feel as the
abuser thinks and feels. The victim therefore (unconsciously)
takes on the world view of the abuser. Because so much
is at stake, namely her survival, the victim is hypervigilant
to the abuser's needs, feelings and perspectives. Her
own needs (other than survival), feelings and perspectives
must take second place to the abuser's. Also, the victim's
needs, feelings and perspectives can only get in the way
of the victim doing what she must do to survive: they
are, after all, feelings of terror. Therefore, the victim
denies her own needs, feelings and perspectives. She sees
the captors as the 'good guys' and those trying to win
her release (for example parents, police or therapists)
as the 'bad guys,' as this is the way her captor sees
things. The victim projects the anger of the abuser onto
the police, whom she sees as more likely to kill her (or
get her killed) than the captors....If the victim is given
the opportunity to leave the abuser, she will have an
extremely difficult time doing so. Having denied the violent,
terrifying side of the abuser as well as her own anger,
the victim sees no reason to leave him."
Graham & Rawlings, Bonding with Abusive Dating Partners:
Dynamics of Stockholm Syndrome, in Dating Violence:
Young Women in Danger, p. 121-122 (Levy, ed., Seal Press,
1991).
1.4 Causes of Abuse
Because domestic violence is a relatively new field of study,
its causes are still not fully understood. Many researchers
have posited that domestic violence is caused by a combination
of social and individual factors. Most characterize it as
a pattern of behavior that is learned and chosen by the
abuser, and encouraged or discouraged by the abuser's social
environment. This section explores the role that various
social factors play in the abuser's choice to use violence.
1.4.1 The Environment
of Abuse
Researchers have noted three circumstances that are generally
present in an environment where abuse is occurring:
The perpetrator has learned to abuse
Domestic violence perpetrators have learned that violence
is an effective, legitimate means of controlling their
partners. They have learned this lesson by observing violent
behavior in others or by engaging in it themselves on
a trial-and-error basis, and discovering that it is tolerated,
or even rewarded. In New Mexico in 1999, over half of
offenders (59%) and victims (57%) served by domestic violence
service providers reported experiencing abuse as a child.
Caponera, Incidence and Nature of Domestic Violence in
New Mexico: An Analysis of 1999 Data from the New Mexico
Domestic Violence Data Central Repository, p. iv (June
2000). Violent behavior can be fostered in various private
and public social settings. Violent families and societal
attitudes that devalue women can contribute to an environment
that teaches abuse. The criminal justice system also teaches
that abuse is acceptable when it fails to impose appropriate
sanctions on violent behavior.
The perpetrator has found the opportunity to abuse
Although violent behavior can be learned in violent families,
not all children of violent homes become abusive as adults.
Likewise, the vast majority of men who are exposed to
social attitudes that devalue women do not commit acts
of violence against their domestic partners. For violence
to occur, the perpetrator must also find the opportunity
to "get away with it," and choose to act on
this opportunity. Opportunities for domestic violence
occur in environments where it is tolerated. Abusers who
believe that they will "get away with" violence
against their domestic partners will have no motivation
to change their behavior, particularly if they have learned
that violence is an effective tool for asserting control
in their intimate relationships. Indeed, social tolerance
for domestic violence reinforces the lessons of violence
by allowing abusers to succeed in asserting control over
their victims without suffering negative consequences.
The criminal justice system plays a critical role in ending
opportunities for abuse by treating violence against an
intimate partner at least as seriously as it treats violence
against a stranger.
The perpetrator has chosen to abuse
Learning and opportunity alone do not produce domestic
violence. The third prerequisite to violent behavior is
the perpetrator's choice to engage in it. Domestic violence
is not "out-of-control" behavior. Common abusive
behavior patterns illustrate how abusers calculate their
actions to avoid risk to themselves, while maximizing
control over their victims. Some abusers injure only those
parts of the victim's body that are not readily seen by
others. Others batter the victim as a surrogate for someone
over whom they have no control, such as an employer. Many
abusers will destroy only the victim's possessions, while
leaving their own intact. These behaviors evidence choice,
refuting the notion that domestic violence involves the
abuser's loss of control.
These circumstances are noted in: Ganley, Domestic
Violence: The What, Why and Who, as Relevant to Civil
Court Cases,
Appendix C, p. 9-14 in Lemon, Domestic Violence and Children
(Family Violence Prevention Fund, 1995); Merrill, Ruling
the Exceptions: Same-Sex Battering and Domestic Violence
Theory, p. 14-17, in Violence in Gay and Lesbian
Domestic Partnerships (Renzetti & Miley, ed.,
Harrington Park Press, 1996); and, Farley, A Survey
of Factors Contributing to Gay and Lesbian Domestic
Violence, p. 36-41 in Violence
in Gay and Lesbian Domestic Partnerships, above.
Note:
Some researchers have posited that the foregoing circumstances
are also prerequisites to violence in same-sex relationships.
These researchers cite evidence that a significant
percentage of lesbian and gay abusers may have learned
violence in their families of origin. They further
note that the opportunity to abuse arises from society's
reluctance to accept same-sex relationships as legitimate,
and from the reluctance of the lesbian and gay communities
to acknowledge that same-sex violence occurs. These
attitudes contribute to an environment in which the
abusive partner can batter the victim without fear
of intervention or consequence, and reinforce the choice
to use violence. See Merrill, above, and Farley,
above.
Courts can play a critical role in discouraging domestic
abuse by treating violence between domestic partners at
least as seriously as violence between strangers. Indeed,
domestic violence may be a more serious threat to the victim
and society than stranger violence, for it entails an increased
risk of repeat assault on the victim and the potential for
long-term damage to children who are present in a violent
home. When courts consistently and fairly enforce the laws
against domestic violence they help to remove opportunities
for violence, and contribute to an environment in which
domestic violence is just as unacceptable as any other type
of violence. Many abusers will be motivated to stop their
violent behavior upon discovering that it will cause them
significant legal and social consequences. Fagan, The
Criminalization of Domestic Violence: Promises and Limits,
p. 14, 39 (Nat'l Inst of Justice, 1996). See Section 1.8
on the effects of domestic violence on children.
1.4.2 Factors That
Commonly Accompany Domestic Violence Without Causing It
Although abusive behavior occurs because the abuser chooses
it, many people (including abusers) erroneously characterize
domestic violence as out-of-control behavior caused by circumstances
commonly present in violent households, such as alcohol
and drug use, stress, unresolved anger, or problems inherent
in the relationship. While these factors often accompany
domestic abuse and may intensify its severity, they do not
cause it. The following discussion explores the relationship
between these factors and domestic abuse.
Alcohol and drug use
Researchers generally agree that alcohol and drug use do
not cause domestic violence. Ganley, above, p. 11-12;
Civil Protection Orders: The Benefits and Limitations
for Victims of Domestic Violence, p. 33, 45-46 (Nat'l
Center for State Courts, 1997). Although studies show a
high correlation between these two behaviors, researchers
have rejected a causal connection between them, noting that
most abusive men who successfully complete alcohol or drug
treatment continue to abuse their partners if the violence
is not also addressed separately. In New Mexico in 1999,
one third (34%) of domestic violence cases reported by law
enforcement identified alcohol/drug use. Of these, 95% (6,079)
involved use of alcohol/drugs by suspects, and 14% involved
used of alcohol/drugs by victims. Caponera, Incidence
and Nature of Domestic Violence in New Mexico: An Analysis
of 1999 Data from the New Mexico Domestic Violence Data
Central Repository, p. iv (June 2000). The connection
between these behaviors appears to arise from the intensifying
role that alcohol and drug use may play in violent relationships.
Researchers have reported that abusers with a history of
heavy drug or alcohol use tend to engage in intensified
violence toward their domestic partners. Alcohol and drug
use can lower the abuser's inhibitions and provide an excuse
for "losing control." Indeed, some abusers admit
to using alcohol in certain situations in order to batter.
Because alcohol or drug use do not cause domestic violence,
effective intervention in cases where the abuser is drug
or alcohol dependent must be directed at both the violence
and the substance abuse. Because it may intensify the severity
of violence, drug and alcohol use is one of the factors
to consider in assessing whether the abuser is likely to
kill or seriously injure the victim.
Stress and anger
Stress and anger are not primary causes of domestic violence.
Studies show that many battering episodes are calculated
to gain the victim's compliance, and occur when the abuser
is not emotionally charged. Indeed, an abuser's display
of anger may merely be a tactic to intimidate the victim.
Moreover, when domestic violence is regarded as a pattern
of behavior that unfolds over time, specific irritants or
stressors become less meaningful in explaining the entire
pattern. Ganley, above, p. 12-13.
Many researchers believe that effective intervention in
abusive behavior must focus on the fact that abuse is the
sole choice and responsibility of the abuser. Although abusers
may benefit from learning stress or anger management skills,
they will not cease to abuse unless these skills are taught
in the context of a program that regards violence as a choice
for which abusers must be held accountable. See Stordeur
& Stille, Ending Men's Violence Against Their Partners,
p. 29, 50, 57 (Sage Publications, 1989).
Problems inherent in the relationship
Abusers frequently escape responsibility for their violent
choices by blaming the abuse on their victims. Blaming
the relationship is a variation on this theme, because
it gives the victim at least partial responsibility
for the abuse. A troubled intimate relationship does
not inevitably lead to violence, however; most people
who experience relational difficulties respond to them
without violence. Ganley, above, p. 13-14. Safe, effective
domestic violence interventions recognize that only the
abuser has the power to stop the abuse.
Victims are endangered by interventions that require them
to share responsibility for the abuse by working cooperatively
with the abuser to resolve the parties' relational difficulties.
Accordingly, couples counseling and family therapy are inappropriate
as primary interventions for abuse. These interventions
endanger victims by putting them into a situation where
they must disclose information that their abusers may subsequently
use against them. Moreover, couples or family counseling
may put the parties into physical proximity with one another,
creating opportunities for abuse. Finally, where the victim
shares responsibility for resolving the parties' difficulties,
the abuser may feel justified in using abuse as "punishment"
when the couple's difficulties continue; indeed, many victims
report assaults following couples therapy sessions. Stordeur
& Stille, above, p. 25-26; Walker, The Battered
Woman Syndrome, p. 118 (Springer, 1984).
For similar reasons, mediation, community dispute resolution,
and arbitration are also inappropriate interventions for
violent relationships. Because these interventions require
equal bargaining power between the parties, they cannot
operate fairly in situations involving domestic violence,
where the abuser wields all the power. Furthermore, domestic
violence cannot be a subject for negotiation or settlement
between the victim and abuser because the victim has no
responsibility for changing the abuser's behavior. This
is particularly true where the abuse rises to a criminal
level; mediation between a crime victim and perpetrator
is just as inappropriate in cases involving domestic violence
as it is in cases involving stranger violence.
1.4.3 Illness-Based
Violence
Most researchers regard domestic abuse as a learned, chosen
pattern of behavior characterized by calculated actions
versus a lack of control by the abuser. In some cases, however,
domestic violence may be a product of a mental illness,
such as psychosis or Alzheimer's Disease. Unlike cases where
the violence is learned, chosen behavior, these cases truly
involve a loss of control by the abuser. Illness-based violence
can be distinguished from learning-based violence in several
ways:
- The perpetrator of illness-based violence does not usually
select a particular, consistent victim; instead, abuse
is directed at any person present when the violent impulses
arise.
- Illness-based violence is often accompanied by other
symptoms of disease, such as changes in speech or gait,
or delusional thinking.
- Poor recall of the abuse does not necessarily indicate
illness-based violence. Abusers who are not mentally ill
often deny or minimize their behavior.
Stordeur & Stille, above, p. 24-26; Ganley,
above, p. 11.
1.5 Understanding
the Abuser - Assessing Lethality
This section will explore some common characteristics of
domestic abusers, as well as factors indicating that an
abuser is likely to kill or inflict serious physical harm.
1.5.1 Characteristics
of the Abuser
Domestic violence occurs in all social groups, without
regard to the parties' racial, ethnic, economic, religious,
educational, professional, or social backgrounds, or their
sexual orientation. It is not restricted to the ranks of
the impoverished, unemployed, or substance-dependent. Because
it often occurs within the privacy of the home, domestic
violence may be well-hidden from outside observers, including
family members who are not living in the household where
the abuse occurs. Indeed, many abusers appear to be devoted
to their families, and have positive characteristics that
mask the injuries they inflict. Rygwelski, Beyond
He Said/ She Said, p. 11, 20- 24 (Michigan Coalition
Against Domestic Violence, 1995).
Although there is no "typical" abuser, domestic
violence perpetrators commonly exhibit certain characteristics.
Some of these characteristics include:
Dependency and jealousy
Many victims report that their abusers are extremely jealous
and possessive. Possessive abusers are emotionally dependent
on their partners, which makes them susceptible to a number
of conflicting emotions, including fear of abandonment,
and anger at their dependence. In the context of these feelings,
an abuser's behavior may be seen as an effort to prevent
abandonment, or as a means of denying the need for the victim's
companionship. Extremely jealous abusers may be so possessive
that they are willing to kill their victims rather than
face losing control over them. Stordeur & Stille, Ending
Men's Violence Against Their Partners, p. 44-46 (Sage Publications,
1989).
Belief in men's entitlement to dominate women
Male abusers may subscribe to a rigid ideal of men's dominant
role, with the accompanying belief in men's entitlement
to control over persons and events in the household. Id.,
p. 51-52. Although this characteristic (male domination
of women) is unlikely to describe abusers in same-sex
relationships, domination and control are common, if
not central, features of both heterosexual and gay and
lesbian battering. See generally Lemon, Domestic Violence
Law 190-231 (2001) (discussing domestic violence in
same-sex relationships).
Isolation
Abusers are often psychologically and socially isolated.
They tend to be distrustful of others, afraid of intimate
relationships, and unable to share or recognize emotions
other than anger. While they may have numerous contacts
and acquaintances within the community, these tend to be
superficial. Isolation increases an abuser's dependence
on the victim, along with the attendant jealous, possessive
behavior. Id., p. 49-50.
"Jekyll and Hyde" personality
Most abusers are not violent all the time - victims and
others often describe them as charming and lovable. The
loving, caring facet of an abuser's behavior can be one
means of convincing the victim to stay involved in the relationship
after a violent incident. Id., p. 48-49.
Poor interpersonal skills
As children, abusers may have had little opportunity to
learn interpersonal skills in their families. Their lack
of skills gives them few alternatives other than anger and
violence to manage conflict or express feelings. Abusers
may lack the ability to recognize or acknowledge the emotions
they feel, and may perceive most negative feelings as anger.
They often have problems with verbally expressing their
thoughts, feelings, and needs. Some researchers have noted
that assaultive men are poor listeners who cannot communicate
directly, especially about their feelings. An abuser may
confuse assertiveness with aggression. Abusers frequently
misperceive neutral communications or interactions as being
threatening or insulting to them; for example, a partner's
brief delay in meeting him may cause an abuser to assume
that she is having an affair. Id., p. 38-41.
Refusal to accept responsibility for the violence
When confronted with their violent behavior, abusers commonly
avoid responsibility by denying that it occurred, lying
about it, minimizing its nature or significance, or blaming
it on outside factors such as stress, drunkenness, or provocation
from the victim. Ganley, Domestic Violence: The What,
Why and Who, as Relevant to Civil Court Cases, Appendix
C, p. 14 -16 in Lemon, Domestic Violence and Children (Family
Violence Prevention Fund, 1995). The court may hear such
statements as:
"It was an accident."
"I didn't hurt anyone."
"I didn't even use my fist."
"The kids didn't see it."
"The cop didn't like me."
"I couldn't take the nagging anymore."
"I was drunk."
"I've been under a lot of pressure lately, and I
lost control."
"She's having an affair. I just want to save my family."
1.5.2 Lethality
Factors
Domestic violence kills its victims with alarming frequency.
F.B.I. statistics indicate that 30% of all reported female
homicide victims in the United States each year are killed
by a current or former husband or boyfriend. Special Report,
Bureau of Justice Statistics, U.S. Dept. of Justice (May
2000). This deadly potential requires vigilance in all cases
involving domestic violence.
Assessing the lethality of a situation is difficult, because
abusive relationships can be unpredictable. Lethal violence
may occur unexpectedly, without any advance warning from
the abuser's behavior, or it may be preceded by one or more
circumstances that serve as danger signals. In the latter
case, researchers have found that certain factors can often
reveal an abuser's potential for serious violence.
One such "lethality factor" is the recent separation
of the couple. The U.S. Department of Justice has reported
that 75% of the domestic assaults reported to law enforcement
agencies occur after the victim is divorced or separated
from the assailant. Bureau of Justice Statistics, Report
to the Nation on Crime and Justice, p. 33 (U.S. Dept.
of Justice, 1988). This statistic reflects the dynamic of
power and control that is present in abusive relationships.
Abusers who perceive that they have lost control over their
victims will often intensify their efforts to regain it,
resorting in extreme cases to homicide as the ultimate act
of dominance over the victim.
Other lethality factors are noted in the following list.
While it is impossible to predict with certainty what a
given abuser will do, the presence of the following factors
can signal the need for extra safety precautions - the more
of these factors that are present in a situation, the greater
its danger.
- The victim (who is familiar with the abuser's patterns
of behavior) believes the abuser's threats may be lethal.
- The abuser threatens to kill the victim or other persons.
- The abuser threatens or attempts suicide.
- The abuser fantasizes about homicide or suicide.
- Weapons are present, and/or the abuser has a history
of using weapons.
- The abuse involves strangling, choking, or biting the
victim.
- The abuser has easy access to the victim or the victim's
family.
- The couple has a history of prior calls to the police
for help.
- The abuser exhibits stalking behavior.
- The abuser is jealous and possessive, or imagines the
victim is having affairs with others.
- The abuser is preoccupied or obsessed with the victim.
- The abuser is isolated from others, and the victim is
central to the abuser's life.
- The abuser is assaultive during sex.
- The abuser makes threats to the victim's children.
- The abuser threatens to take the victim hostage, or
has a history of hostage-taking.
- The severity or frequency of violence has escalated.
- The abuser is depressed or paranoid.
- The abuser or victim has a psychiatric impairment.
- The abuser has experienced recent deaths or losses.
- The abuser was beaten as a child, or witnessed domestic
violence as a child.
- The abuser has killed or mutilated a pet, or threatened
to do so.
- The abuser has started taking more risks, or is "breaking
the rules" for using violence in the relationship
(e.g., after years of abuse committed only in the privacy
of the home, the abuser suddenly begins to behave abusively
in public settings).
- The abuser has a history of assaultive behavior against
others.
- The abuser has a history of defying court orders and
the judicial system.
- The victim has begun a new relationship.
- The abuser has problems with drug or alcohol use, or
assaults the victim while intoxicated or high.
Rygwelski, above, p. 49-52; Walker, et al, Domestic
Violence and the Courtroom: Understanding the Problem ...
Knowing the Victim, p. 4 (American Judges Foundation,
1995).
1.6 Abusive Tactics
An abuser's primary motivation is to maintain control over
the victim. Abusers are master manipulators who employ physical
assault in conjunction with other tactics to achieve their
objective. Abusers' tactics have been compared to the brainwashing
tactics used against prisoners of war, which include isolation,
threats, occasional indulgences, demonstrations of omnipotence,
degradation, and enforcement of trivial demands - abusers
may employ similar patterns of physical, sexual, financial,
and emotional coercion to control their victims. Walker,
The Battered Woman Syndrome, p. 27- 28 (Springer, 1984);
Graham & Rawlings, Bonding with Abusive Dating Partners:
Dynamics of Stockholm Syndrome, in Dating Violence:
Young Women in Danger p. 121-122 (Levy, ed., Seal Press,
1991). These tactics prevent victims from leaving abusive
relationships. In addition to physical assaults or threats,
abusers' control tactics may include:
Emotional abuse of the victim
Emotional abuse may consist of isolating the victim from
family and friends, making degrading remarks to the
victim, blaming the victim for the abuse, constantly
monitoring the victim’s activities, stalking,
playing “mind games,” threatening suicide
if the victim leaves the relationship, and making and
enforcing extensive, egregious rules.
Using children as vehicles for abuse of the victim
Abusers frequently involve the victim's children in their
efforts to assert control. Some abusers kidnap, sexually
abuse, or physically harm the victim's children, or threaten
to commit one of these acts. Others initiate or threaten
to initiate court proceedings to remove the children from
the victim's home, or use court-ordered parenting time
as an opportunity to harass the victim. Abusers may also
force children to act as informers against the victim,
or to deliver threats to the victim.
Controlling the finances
An abuser may maintain control in a relationship by limiting
the victim's access to the couple's money, or by preventing
the victim from getting or keeping a job. This interference
with the victim's economic independence makes financial
abuse a major factor in preventing victims from leaving
abusive relationships.
Sexually abusing the victim
This form of abuse includes rape, forced sexual acts,
verbal degradation, forced sexual contact in front of
the children, threats to find another partner if the victim
refuses sex, and injury to the sexual areas of the victim's
body. Sexual abuse may also include the abuser's refusal
to take appropriate precautions against unwanted pregnancy
or sexually transmitted diseases.
Note:
Domestic violence victims in same-sex relationships are
subject to the same abusive tactics as heterosexual victims.
Like heterosexual domestic violence victims, lesbian and
gay victims may suffer emotional, sexual, and psychological
abuse in addition to physical assault. Like heterosexual
abusers, lesbian and gay abusers target particular vulnerabilities
of their victims. One commonly exploited vulnerability in
same-sex relationships is the victim's fear of being publicly
exposed as lesbian or gay. Victims who fear such exposure
experience extreme isolation, which prevents them from leaving
the violent relationship, or from seeking assistance outside
of it. Another common vulnerability arises from the HIV
infection of one of the partners. In a variation of the
notion that "if I can't have you, no one can,"
an infected abuser may deliberately infect the victim to
keep the victim in the relationship. An HIV infected victim
may be threatened with public exposure of his or her HIV
status, or with interference in efforts to obtain medical
attention. Elliott, Shattering Illusions: Same-Sex Domestic
Violence, p. 3-4, and Letellier, Twin Epidemics:
Domestic Violence and HIV Infection Among Gay and Bisexual
Men, p. 72-76, in Violence in Gay and Lesbian Domestic
Partnerships, (Renzetti & Miley, ed., Harrington Park
Press, 1996).
Abusers may extend their controlling tactics to situations
within the courtroom. Such tactics may be employed before,
during, and after court proceedings to demonstrate control
to the victim, and to manipulate the court's response to
the abuser. The following list gives examples of abusive
tactics that court personnel may encounter:
- Physical assaults or threats of violence against the
victim, those providing refuge, and others inside or outside
the courtroom.
- Threats of suicide.
- Threats to take the children.
- Harassment intended to coerce the victim to dismiss
proceedings, or to recant previous testimony.
- Following the victim in or out of court.
- Sending the victim notes or "looks" during
proceedings.
- Bringing family or friends to the courtroom to intimidate
the victim.
- Long speeches about how the victim "made me do
it."
- Statements of profound devotion or remorse to the victim
and to the court.
- Repeated requests for delays in proceedings.
- Requests for changes of counsel or failure to follow
through with appointments of counsel.
- Intervening in the delivery of information from the
court to the victim so that the victim will be unaware
of when to appear in court.
- Requests for mutual orders of protection as a way to
continue control over the victim and manipulate the court.
- Continually testing the limits of parenting time or
support arrangements, e.g., arriving late or not appearing
at appointed times.
- Threats and/or initiation of custody fights to gain
leverage in negotiations over financial issues.
- Initiating retaliatory litigation against the victim
or others who support the victim.
- Making false reports of child abuse or neglect
by the victim.
- Enlisting the aid of parent rights groups to verbally
harass the victim (and sometimes courts) into compliance
with demands.
- Using any evidence of damage resulting from the abuse
as evidence that the victim in an unfit parent.
From Tennessee Domestic Abuse Benchbook, p. 23- 24 (Tenn.
Task Force Against Domestic Violence, 1996). See also Zorza,
Batterer Manipulation and Retaliation in the Courts,
3 Domestic Violence Report 67 (June/July, 1998).
The court can take steps to intervene in abusive courtroom
tactics, as follows:
- Develop a safe place in the courthouse for victims to
wait until their case is called. In criminal proceedings
regarding felonies or serious misdemeanors, the court
should provide a waiting area for the victim separate
from the defendant, defendant's relatives, and defense
witnesses, if such an area is available and the use of
the area is practical. If a separate waiting area is not
available or practical, the court should provide other
safeguards to minimize the victim's contact with defendant,
defendant's relatives, and defense witnesses during court
proceedings.
- Call domestic violence cases as early as possible on
the court docket or have a docket that is solely for domestic
violence cases.
- Communicate from the bench that the court takes evidence
of domestic violence seriously.
- Require the alleged perpetrator to remain in the courtroom
until the victim has left the building.
- Provide victim with an escort from the courthouse.
- Be alert for multiple court actions or orders concerning
the same parties, including conducting checks of the protective
order registry.
1.7 Understanding
the Victim
This section will explore victims' coping and survival strategies,
and the effect that they can have on victims' interactions
with the court system.
1.7.1 How Victims
Cope With Domestic Violence
Domestic violence victims vary in their survival strategies,
depending upon their individual personal characteristics
and the nature of the social environment in which they find
themselves. Walker, The Battered Woman Syndrome, p. 7-10,
33 (Springer, 1984). They exhibit no specific "personality
profile." Some victims may appear to be no different
from other people, having adopted behavior that conceals
the abuse they suffer. Other victims may appear to engage
in "crazy" behavior. Despite appearances of "craziness,"
most researchers do not believe that domestic violence victims
suffer from masochism or other types of psychological disorders;
rather, they agree that seemingly "crazy" behavior
exhibited by some victims is better understood as a normal
survival or coping response to the abuser's "crazy"
behavior.
The following discussion lists common survival or coping
strategies that victims may display:
Minimizing or denying the violence
Like abusers, some victims minimize or deny the violence
in their lives. Some victims deny or minimize the
violence in the abuser's presence or in public settings
(such as courtrooms) in order to protect themselves
from further retaliatory violence. Victims may also
minimize their experiences with violence or their
emotional responses to it to survive the emotional
trauma they suffer. Douglas, The Battered Woman Syndrome,
in Domestic Violence on Trial, p. 43 (Sonkin, ed.,
Springer, 1987). In other circumstances, victims may
minimize or deny the violence due to fear of immigration
repercussions, limited ability in English, or religious
beliefs. Ramos, M.D., Cultural Considerations in Domestic
Violence Cases: A National Judges Benchbook §2.34
at p. 2-43 (1999) [hereinafter Ramos, Cultural Considerations].
Taking responsibility for the violence
Instead of objecting to the violence against them, some
victims may blame themselves for it, focusing on their
own perceived failings as a cause of the abuse. This attitude
may arise because the abuser has convinced the victim
to take the blame, or because the victim has acceded to
the abuser's exercise of control in the relationship.
Abusers encourage this response to violence because it
reinforces their own efforts to deny responsibility. Rygwelski,
Beyond He Said/ She Said, p. 25 (Mich. Coalition
Against Domestic Violence, 1995).
Using alcohol or drugs
Domestic violence victims may use alcohol or drugs as
a means of numbing the effect of the violence. If the
abuser is alcoholic or drug dependent, the victim may
be forced to join in the use of these substances to prevent
abuse. Some victims receive prescription medication from
their physicians as a means to cope with the anxiety resulting
from the abuse. These medications may impair a victim's
ability to judge the dangerousness of an abusive situation
or to seek protection. Douglas, above.
Self defense
Domestic violence victims may act to defend themselves
or their children. An analysis of data on crimes by current
or former spouses, boyfriends, or girlfriends published
by the Bureau of Justice Statistics reported that 77%
of female victims of nonlethal intimate violence actively
defended themselves. Greenfeld, et al, Violence by
Intimates, p. 19 (Bureau of Justice Statistics, 1998;
data collected between 1992-1996). Of these, 43% tried
to escape from the offender, called the police or other
help, or used other non-confrontational means of self-defense.
Thirty-four percent confronted the offender by struggling,
shouting, chasing or other means without a weapon (30%)
or with a weapon (4%).
Religious, cultural constraints
If a female victim believes that the male partner must
be the dominant figure in a household, she may regard
his abuse as an acceptable extension of his dominance.
Under this family concept, she may believe that her
efforts to escape are inappropriate or that others
in her community will ostracize her if she attempts
to leave.
Seeking help
Many domestic violence victims actively seek help, often
without success. Some researchers have found that victims’ efforts
to seek help tend to increase as the danger to themselves
and their children increases.
Other victims may experience cultural pressures not
to discuss the abuse outside of their communities, making
it difficult for them to seek medical, legal, and other
help. Ramos, Cultural Considerations §1.39 at p.
1-33. Moreover, language differences and lack of familiarity
with available social and legal services may prevent
some victims from seeking help. Id. §2.17 at p.2-15.
Remaining in the abusive relationship
Leaving an abusive relationship can have serious physical
consequences for the victim. In response to victims' efforts
to leave, many abusers will escalate the physical violence
- often to lethal levels - as they seek to reassert control
in the relationship. The victim's recent separation from
the abuser is a lethality factor. When seen in this light,
a victim's "crazy" decision to stay with an
abuser makes sense as a survival tactic.
The threat of death or serious injury upon separation
from the abuser is not the only obstacle to leaving a
violent relationship. Victims trapped in a violent relationship
often face other formidable barriers to escape, including:
- The victim feels that staying in the relationship
is best for the children.
- The victim has no employment skills or is financially
dependent on the abuser.
- The victim has no housing if she leaves the relationship.
- The victim cannot afford legal assistance with divorce,
custody, or protection order proceedings.
- The victim fears the intervention of the court system.
- The victim fears losing custody of children if the
violence is reported or revealed in divorce proceedings.
Some abusers deliberately give victims misinformation
about their legal rights to prevent them from seeking
legal recourse.
- The abuser has isolated the victim from the social
or family connections that could otherwise provide support
after leaving the relationship.
- The victim has accepted the blame for the abuse and
is attempting to change in the hope that it will stop.
- The abuser has expressed remorse and promised to change.
A victim who loves the abuser will want to believe such
promises.
- The abuser has degraded the victim, making statements
such as, "You are worthless without me," or
"Nobody cares about you but me." Victims who
believe these types of statements do not have the self-confidence
necessary to escape the violence.
Jones, Why Doesn't She Leave? 73 Mich. Bar Journal
896 (1994); Ganley, Domestic Violence: The What, Why
and Who, as Relevant to Civil Court Cases, Appendix
C, p. 20-25, in Lemon, Domestic Violence and Children (Family
Violence Prevention Fund, 1995).
Note:
Lesbian and gay victims stay in violent relationships for
the same reasons as heterosexual victims stay - financial
dependence, fear of retaliation, fear of court intervention,
and lack of will to resist the violence. Due to society's
reluctance to accept same-sex relationships as legitimate,
the social isolation that many heterosexual victims feel
is often felt more intensely by lesbian and gay victims.
Lesbian and gay victims may be reluctant to seek outside
intervention in an abusive relationship because they fear
discrimination by criminal justice authorities, or public
exposure as members of the lesbian or gay communities. For
HIV infected victims who are financially or physically dependent
on their abusers, leaving the relationship may seem completely
impossible. For victims whose abusive partners are HIV infected,
leaving the relationship may mean leaving an ill or dying
person without a primary caregiver, and facing the disapproval
of a circle of friends who may not regard the abuse as a
serious problem. Elliott, Shattering Illusions: Same-Sex
Domestic Violence, p. 5-7, and Letellier, Twin Epidemics:
Domestic Violence and HIV Infection Among Gay and Bisexual
Men, p. 77-78 in Violence in Gay and Lesbian Domestic
Partnerships, (Renzetti & Miley, ed., Harrington Park
Press, 1996).
1.7.2 Victims in
Court
Victims may fail to participate in court proceedings in
the following ways:
- Publicly agreeing with the abuser's denial or minimization
of a violent incident.
- Avowing love for the abuse.
- Making statements supporting the abuser.
- Fleeing the jurisdiction, along with the children.
- Abandoning proceedings.
Although these actions may seem illogical to observers
outside of the violent relationship, they can make sense
if they are regarded as survival tactics. Domestic violence
victims know their abusers better than anyone else and
they choose strategies to minimize injury based on past
success. Although the strategies above may be ineffective
to end the abuse in the long term, many domestic violence
victims are so involved in a day-to-day struggle to preserve
their own lives and the lives of their children that they
cannot focus on the long range effects of the violence
or on the possibility of forging a new life apart from
the abuser. Accordingly, they are likely to view the court's
intervention only in terms of its immediate effect upon
their safety and/or the relationship. Ganley, above, p.
23; Rygwelski, above, p. 26. They are most likely to participate
in court proceedings if they perceive some immediate benefit
from going forward. The following discussion explores some
of the specific concerns that affect domestic violence
victims during court proceedings.
Coercion
Many victims fail to participate in court proceedings due
to a legitimate fear of death or injury at the hands
of the abuser. Abusers frequently coerce victims to
remain silent about the violence, either by injuring
them so that they cannot speak or by threatening them
with death or injury. Coercive threats may also extend
to others who associate with a victim. The following
factors may indicate that a victim's failure to participate
has been coerced:
- The victim appears in court with the abuser to request
that court proceedings be terminated.
- One attorney appears in court to act on behalf of both
the victim and the abuser.
- The respondent has a history of past violence.
- The allegations of violence are serious.
If any of these factors (or any other suspicious
circumstance) is present, the court should consider
obtaining more information about the parties' situation
before taking action.
Ambivalence about the outcome of court proceedings
Domestic violence victims desire protection. They also share
with the court its purpose to stop the violence. They may,
however, be apprehensive about the effects of court proceedings
on their relationships, particularly when it comes to abuser
accountability. Victims who are not committed to abuser
accountability may abandon legal proceedings after the violence
has stopped but before the abuser has suffered the legal
consequences for it. Some researchers have pointed out that
victims may negotiate their safety by threatening criminal
prosecution, without intending to follow through. If the
threat of prosecution has the effect of stopping the violence,
the criminal justice system has succeeded from the victim's
point of view, even if it has not meted out punishment to
the abuser. Tolman & Edleson, Intervention for Men
Who Batter, in Understanding Partner Violence: Prevalence,
Causes, Consequences, and Solutions, p. 264 (Nat'l Council
on Family Relations, 1995).
Particularly when the abuser faces a jail term, a victim's
ambivalence about abuser accountability may stem from
concern with family preservation or improvement of the
relationship with the abuser. A victim may also be concerned
with the potential for financial hardship if the abuser
is jailed or for retaliatory violence when the jail term
is completed. Despite these legitimate victim concerns,
being held accountable in court can be a powerful impetus
for an abuser to change. The victim's concerns with abuser
accountability can be addressed in the following ways:
- Stress to all parties concerned that the court is in
control of the proceedings, not the victim. In criminal
matters, let the alleged abuser and victim know that criminal
proceedings are a matter between the defendant and the
state, not between the defendant and the victim.
- Permit work release in appropriate cases.
- Provide for adequate family support whenever appropriate.
- Impose immediate sanctions upon violations of court
orders restraining violent behavior.
- If the victim abandons a court proceeding, make it
clear to all parties concerned that the court's doors
will remain open to offer future protection if necessary.
Like any other major life transition, separation from
a domestic partner is a process, rather than one specific
event. The victim may leave and return to the abuser several
times before making a permanent end to the relationship;
this process may not succeed unless the court's doors
remain open to offer necessary protection. Rygwelski,
above, p. 50.
Lack of confidence that the court will be effective
in stopping the violence
A victim's past experience with the justice system may contribute
to the perception that it will neither stop the violence
nor offer adequate protection from injury. The following
factors can erode the victim's confidence:
- Procedural delays.
- Complex court proceedings.
- Discourteous court employees.
- Misinformation about the court system given by the
abuser or uninformed service providers.
- Recurrence of violence despite the issuance of court
orders restraining the abuser.
- Failure of law enforcement officers to arrest abusers
who violate court restraining orders.
- Failure of prosecutors to prosecute domestic violence
offenses.
- Failure of courts to impose appropriate sanctions for
domestic violence offenses.
A court can increase its credibility as a resource for
domestic violence victims in a number of ways:
- Maintain the confidentiality of information in court
documents that would identify the victim's whereabouts,
if the victim is in hiding from the abuser and there is
a reasonable apprehension of acts or threats of physical
violence or intimidation by the abuser.
- Provide for expedited proceedings in cases involving
domestic violence. Under the Victims of Crime Act, §31-26-1,
the victim has a right to "speedy disposition of
the case." §31-26-4(B)
- Provide domestic violence training for court personnel.
- Provide clear information about court proceedings to
unrepresented parties.
- Treat domestic violence offenses as least as seriously
as offenses involving stranger violence.
- Work with community criminal justice and social service
agencies to develop a clear, coordinated policy for domestic
violence offenses.
1.8 Domestic Abuse
and Children
This section discusses children's involvement in adult domestic
violence and its effects on them.
1.8.1 Children's
Involvement in Adult Violence
Children are exposed to adult domestic violence in various
ways: they witness it; they are used by the abuser to control
the victim; and they suffer physical consequences incident
to the adult violence.
Witnessing the violence
Although parents often minimize or deny the presence of
children during violent incidents, studies show that up
to 90% of children from violent households are aware of
the abuse. In New Mexico in 1999, 3,710 children were present
at the scene of 19,822 cases of domestic violence as reported
by law enforcement. Almost 3/4 (74%) of the children who
witnessed domestic violence were not yet adolescents (12
years and under). There were 6,687 domestic violence service
provider reports that identified 2,545 (38%) domestic violence
incidents where children were present at the scene. Additionally,
25% (3,313) of the 13,184 clients served by statewide domestic
violence service providers were children. Nationally, more
than half of female domestic violence victims live in households
with children under age 12, and 4 in 10 offenders in state
prisons for crimes against intimates had an average of 2.2
young children residing with them. Caponera, Incidence
and Nature of Domestic Violence in New Mexico: An Analysis
of 1999 Data from the New Mexico Domestic Violence Data
Central Repository, p. iv (June 2000).
Children perceive the adult violence in their homes in
a variety of ways. They may be eyewitnesses to all or
part of a violent incident, or they may catch a fleeting
glance of it. They may hear the sounds of abuse - the
screaming or crying, the breaking glass, the impact of
the blows. Children can also see the victim's tears, along
with the blood, bruises, torn clothing, splintered furniture,
and broken glass that evidence abuse after an incident
has occurred. Finally, children notice the tension between
the adults in a violent home - they see their mother jump
when her abuser's car pulls in the driveway or when the
abuser enters the room. Hart, Children of Domestic
Violence: Risks and Remedies, Child Protective Services
Quarterly (Pittsburgh Bar Ass'n, Winter, 1992); Walker,
The Battered Woman Syndrome, p. 59 (Springer, 1984).
Using children to control the adult victim
A common tactic of domestic abusers is to use the children
in the household to control the adult victim. Ganley, Domestic
Violence: The What, Why and Who, as Relevant to Civil Court
Cases, Appendix C, p. 27, in Lemon, Domestic Violence
and Children (Family Violence Prevention Fund, 1995). Domestic
abusers are likely to:
- Deliberately abuse their adult victims in the presence
of the children.
- Interrogate the children about the victim's activities.
- Force the victim to be in the company of a child always.
- Take the child away after a violent episode to prevent
the victim from fleeing.
- Threaten violence against the child, or against a pet
or object that is important to the child.
- Encourage the child to participate in the physical or
emotional abuse of the victim.
- Isolate the child along with the victim.
Because domestic violence often escalates when the victim
attempts to leave the abusive relationship, the victim's
separation from the abuser will not always be sufficient
by itself to protect the children from the violence. The
following abusive tactics may be employed after a violent
couple separates:
- Engaging in lengthy battles over custody or parenting
time.
- Detaining or concealing children.
- Abducting the children, or holding them hostage.
- Using parenting time to interrogate the children about
the victim or to blame the victim for the separation.
- Using parenting time to abuse the children.
- Demanding unlimited access to the children.
- Making abusive contacts with the victim's home or work
place under the pretext of arranging for access to children.
Physical consequences of violence for children
Children living in violent households are at increased risk
for suffering bodily injury. In New Mexico, 22% (576) of
children victim-witnesses as reported by domestic violence
service providers experienced physical abuse from the current
offender of the adult victim, and 7% (147) experienced sexual
abuse from the current offender of the adult victim. A 1990
study found that as violence against women becomes more
severe and more frequent in the home, children experience
a 300% increase in physical violence by the male batterer.
Caponera, Incidence and Nature of Domestic Violence in
New Mexico: An Analysis of 1999 Data from the New Mexico
Domestic Violence Data Central Repository, p. iv (June
2000). Such injury may be unintentional, occurring incident
to the adult violence. Some children are harmed when they
intervene to defend or protect a parent victim. Assaults
on victims who are holding young children in their arms
often result in injury to the children as well as the victims.
Children can also be struck by furniture or other objects
thrown by adults during a violent incident. Ganley, above,
p. 26.
Adult domestic violence can have other devastating physical
consequences for children beyond bodily injury. Domestic
violence can deprive children of housing, schooling, or
medical care. Flight from domestic violence often leads
to homelessness among victims and children, and is a primary
reason why adolescents run away from home. Richie, The
Impact of Domestic Violence on the Children of Battered
Women, Children's Aid Society Newsletter, p. 3 (Spring,
1992). Because abusers sometimes find victims who are in
hiding by obtaining addresses from children's school or
health care records, some victims fail to enroll their children
in school or seek medical care for them out of fear that
the abuser will discover their whereabouts.
Children from violent households can also face dislocation
at the hands of the court or child protection system, which
may remove them from the victim's care - or terminate the
victim's parental rights - due to a "failure to protect"
them. Advocates for domestic violence victims assert that
the removal of children from the home on this basis is founded
on two faulty assumptions, namely: (1) the victim is principally
responsible for the safety of the children; and (2) the
victim has the power and resources to protect the children.
These assumptions overlook the abuser's control of the choice
to behave violently toward the victim, and the abuser's
deliberate use of physical and psychological tactics to
incapacitate the victim. Furthermore, these assumptions
reinforce abusive behavior by placing the blame for it on
the victim, thus allowing the abuser to escape responsibility
for the negative consequences of the violence. Victim advocates
suggest that a more effective way to protect children from
adult violence is to protect the abused parent by intervening
in the abuser's patterns of power and control and insisting
that the abuser take responsibility for the violence. Zorza,
Batterer Manipulation and Retaliation in the Courts,
3 Domestic Violence Report 68, 75 (June/July, 1998); Jackson,
Intervention with Children Who Have Witnessed Abuse,
p. 3-4 (House of Ruth, Baltimore, MD, 1996).
1.8.2 Effects of
Adult Violence on Children
Whether they witness the abuse or are abused themselves,
children suffer from involvement with adult domestic violence.
In addition to causing physical injury, domestic violence
can have a profound impact on children's core beliefs
about themselves, those in authority, and those with whom
they have intimate relationships. The trauma and anxiety
it produces can impede children's development by preventing
them from forming healthy emotional attachments with others,
and by derailing their efforts to learn basic social skills.
This devastating emotional, cognitive, and behavioral
damage can be manifested even after a child reaches adulthood.
The following discussion explores some specifics of these
effects. Jackson, above, p. 4-5; Ganley, above, p. 28-29.
Emotional effects
Domestic violence terrorizes children. Once a violent
incident has occurred, children may experience pervasive
anxiety that another attack is imminent. They may feel rage
at both the abuser and the victim, or confusion, guilt,
shame, and helplessness. If the family is separated as a
result of the abuse, children often experience grief and
depression. See Saunders, Child Custody Decisions in
Families Experiencing Woman Abuse, 39 Social Work 51,
52-53 (1994), and Crites & Coker, What Therapists
See That Judges May Miss, Judges' Journal, 9, 11-12
(Spring, 1988).
Cognitive effects
Domestic violence teaches children that violence is normal,
effective behavior. Children in violent homes with a heterosexual
male abuser learn that men are aggressive and domineering,
while women are powerless and deserving of abuse. They learn
that they and their mothers are worthless, and that adults
cannot be trusted. Children in violent homes may learn to
equate caring with abuse. They frequently believe that they
are to blame for the abuse, particularly if the parental
conflict involves child care issues. This belief is reinforced
when the abuser tells the children that the victim deserves
the abuse, or that it is occurring for their own good. If
children are threatened or punished when they disclose the
violence in their homes, they may learn to be deceptive
and indirect in their communication with others.
Behavioral effects
Domestic violence can cause developmental delays in children.
Children in violent households may experience delayed
development of speech, motor, and cognitive skills.
Anxiety over their family situation may interfere with
their ability to function in school or cause learning
disabilities. They may also develop somatic complaints,
such as insomnia, diarrhea, bedwetting, or frequent
illnesses. Some children experience eating or sleeping
disorders, withdrawal, over-compliance, clinginess,
aggression, destructive rages, detachment, regressive
behavior, a fantasy family life, or thoughts of suicide.
A few children turn to violent behavior themselves as a
result of observing adult domestic violence. Sixty-three
percent of all males between ages 11 and 20 who are imprisoned
for homicide in this country killed their mother's batterer.
An Oregon study reported that 68% of the delinquent youth
in treatment programs had witnessed their mother's abuse
and/or had been abused themselves. These youth had committed
such crimes as arson, assault, rape, and murder. Ninety
percent of the youth within the group were abusing alcohol,
and 89% were abusing drugs. A 1985 Massachusetts study found
that children who witnessed the abuse of their maternal
caretaker were:
- 24 times more likely to commit sexual assault crimes.
- 50% more likely to use drugs and/or alcohol.
- 74% more likely to commit crimes against another person
- 6 times more likely to commit suicide.
Studies cited in Edwards, Reducing Family Violence:
The Role of the Family Violence Council, 43 Juvenile
and Family Court Journal 1 (1992), and Jackson, supra, p.
5.
Effects on adult behavior
Children carry the effects of domestic violence into their
adult lives. The failure to acquire normal academic or interpersonal
skills in childhood may adversely impact an adult's abilities
to maintain a job or an intimate relationship. Moreover,
children - especially males - who have witnessed domestic
violence in their homes are at increased risk for perpetuating
abuse in the families they form as adults. In one study,
men who had seen their parents physically attack each other
were three times more likely to hit their wives than those
who had not. The Effects of Women Abuse on Children,
p. 11-12 (2d ed., Nat'l Center on Women & Family Law,
1994).
1.9 Ethical Concerns
with Judicial Participation in a Coordinated Community
Response
Judges may find it valuable to participate in or even organize
a vehicle for coordinating the response of governmental
and non-governmental domestic violence services providers
in their communities. Some communities within New Mexico
and across the country have established domestic violence
coordinating councils to bring together courts, probation
services, domestic violence shelters, anger management therapists,
prosecuting and defense attorneys, law enforcement, and
others involved in assisting treatment programs and victim
protection efforts. Councils address such issues as efficiency
of services, avoiding duplication, and exchanging information
about services and problems, among other issues.
A judge who wishes to participate in coordinated planning
efforts with other community providers of domestic violence
services should do so, but must be careful to observe limitations
imposed by the New Mexico Code of Judicial Conduct, as it
has been interpreted by opinions of the Advisory Committee
on the Code. These limitations are primarily aimed at preventing
any actions undermining the appearance of judicial impartiality,
or of lending the prestige of judicial office to support
private interests. In particular, the Advisory Committee
has emphasized in analogous situations the importance of
avoiding service on boards where the organization or its
members or clients are likely to appear before the judge
with any degree of frequency.
Please note that the following discussion
is intended as a general guide to ethical issues that a
judge should consider before participating in a domestic
violence coordinating council or similar effort. It is not
an authoritative advisory opinion on which a judge may rely.
Whether or not a judge may participate in such efforts will
vary with on the circumstances of each situation. A judge
should consult the Advisory Committee on the Code of Judicial
Conduct before engaging in any undertakings that may be
questionable under the Code.
The New Mexico Coalition Against Sexual Assault has created
a legal judicial committee that includes judges as members,
but not officers. The mission statement of the committee
has been carefully crafted to avoid ethical conflicts
for the participating trial judges and may serve as a
model for other communities:
Legal Judicial committee will meet for the purposes of
- Information exchange with members
- Having a better understanding of the operational activities
of each organization
- Taking a critical look at the systemic issues within
the legal judicial system and identify problems
- Developing information to provide to the coalition
with the ultimate goal of improvement of the legal judicial
system (i.e., Legislative education and awareness).
A judge's participation in a domestic violence coordinating
council is subject to the general constraints on participation
in extra-judicial activities set forth in the Code of Judicial
Conduct:
21-500. A judge shall so conduct the judge's extra-judicial
activities as to minimize the risk of conflict with judicial
obligations.
A. Extra-judicial activities in general. A judge
shall conduct all of the judge's extra-judicial activities
so that they do not:
- cast doubt on the judge's capacity to act impartially
as a judge;
- demean the judicial office;
- interfere with the proper performance of judicial
duties....
Paragraph C of §21-500 limits the judge's ability
to "consult with an executive . . . body or official"
to situations where the matters under consideration concern
"the law, the judiciary or matters relating to the
judiciary or which affect the interests of the judiciary,
the legal system or the administration of justice."
While a judge's participation in a coordinating council
could be construed as "consulting" with any public
officials who would almost necessarily serve on such a body,
the breadth of this exception would seem to allow the judge's
service so long as other requirements of the Code were satisfied.
As found in an opinion issued by the New Mexico Advisory
Committee on the Code of Judicial Conduct in Advisory Opinion
86-4:
A judge may serve as a member or officer in a council
on crime and delinquency as long as the prestige of office
is not used for the benefit of the organization.
Indeed, judges are not only permitted, but encouraged by
the Code to engage in civic activities that enhance the
administration of justice, to the extent that the judge's
time permits:
As a judicial officer and person specially learned in
the law, a judge is in a unique position to contribute
to the improvement of the law, the legal system, and the
administration of justice, including revision of substantive
and procedural law and improvement of criminal and
juvenile justice. To the extent that time permits,
a judge is encouraged to do so, either independently or
through a bar association, judicial conference or other
organization dedicated to the improvement of the law.
Code of Judicial Conduct, official commentary to §21-500(B)
[emphasis added].
Even if a domestic violence coordinating council or similar
entity is or appears to be a governmental or non-profit
organization, a judge may participate as an officer or
director of the organization so long as the judge acts
within the limits of the Code, §21-500(C):
(3) A judge may serve as an officer, director, trustee
or non-legal advisor of an organization or governmental
agency devoted to the improvement of the law, the legal
system or the administration of justice or of an educational,
religious, charitable, fraternal, or civic organization
not conducted for profit, subject to the following limitations
and other requirements of this Code:
(a) A judge shall not serve as an officer, director, trustee
or non-legal advisor if it is likely that the organization:
(i) will be engaged in proceedings that would ordinarily
come before the judge; or
(ii) will be engaged frequently in adversary proceedings
in the court of which the judge is a member or in any
court subject to the appellate jurisdiction of the court
of which the judge is a member.
In this regard, the Advisory Committee on the Code of Judicial
Conduct has noted the impropriety of a judge's service on
the board of a domestic violence shelter:
A judge should not serve as the president of the board
of directors of a shelter for victims of domestic violence.
Although the board has no fund-raising responsibilities,
limits its activities to approving budget items and has
no access to the names of those served by the charity,
service on this committee would create the appearance
of impropriety and cast doubt on the judge's impartiality.
The charity is organized to shelter victims of domestic
violence, and these persons are likely to appear in court.
The defendants in such actions could reasonably believe
that the judge knew the victim or that the judge was biased
in favor of the victim.
Advisory Opinion 88-7.
The Advisory Committee has expressed its opinion that a
judge may serve on the board of a non-profit organization
that provides psychological and emotional support for crime
victims, so long as the organization or individuals receiving
its services would not be likely to appear in front of that
judge, and other requirements of the rule were satisfied.
Advisory Opinion 98-05. On the other hand, Advisory Opinion
96-06 stated that a Child Support Hearing Officer may not
serve as a member of a Court-Appointed Special Advocates
program whose volunteers would appear regularly before the
court of which the hearing officer was a part, even though
the CASA volunteers did not ordinarily appear before the
hearing officer herself.
The Advisory Committee has further recommended against
service by a judge on a board of a neighborhood association
that identified itself as a "non-profit statewide
advocacy organization serving as a voice for children,
youth and families and those who love them," where
the organization's services included funding programs
concerning community patrolling, landlord training, and
enforcement of nuisance abatement laws. The organization
also was "involved
in DWI legislation, compliance checks on outlets selling
tobacco to youth, and the shutdown of drug houses."
The Advisory Committee noted that the organization or its
members, or persons that they advised, or persons charged
with violations of the law as a result of the organization's
activities, might appear before the judge. Similarly,
the judge's impartiality could be called into question
since the judge might be called upon for advice to the
organization, which might itself become a potential litigant
before the judge. The committee felt that these conflicts
would violate Rule SCRA 21-500(A) and (C).
The judge thus must avoid service in any capacity to an
organization that could cast doubt on the judge's impartiality.
In particular, the judge must avoid service altogether to
an organization that may appear, or whose members or clients
may appear, before that judge or the court of which the
judge is a part. Judges must also carefully limit any involvement
in fundraising to conform to subparagraph (b) of §21-500
C (3). But while these and similar considerations must be
kept in mind and the ethical rules adhered to, this caution
need not prevent a judge's service on a domestic violence
coordinating council or similar entity whose purposes are
properly limited, like the Legal Judicial committee above
appears to be.
The underlying support of the Code for judicial involvement
in such planning activity lies in the value of such service
to the administration of justice. If a community coordinating
council can improve the safety of victims, provide the court
with more accurate and thorough information on which to
base its rulings, provide better opportunities for appropriate
treatment referrals, or help various service organizations
coordinate their services to allow greater efficiency, faster
response times and greater compatibility among treatment
and protective services, then the judge's careful participation
in such an effort should be consistent with the letter and
spirit of the Code of Judicial Conduct.
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